• Education: Graduation/Post Graduation

  Experience: 12-15 years of experience inCompliance in Banks/NBFCs

  
  

• KEY ACCOUNTABILITIES
• Compliance Department

• Support CCO in performing the Role of CCO as defined in RBI Regulations

• Advisory: Advisor to Business(es) and Management on Compliance requirements on various Governance, Risk and Compliance Matters

• Plan and perform / oversee all activities of Compliance Function in line with applicable RBI regulations relating to Compliance Function - including and not limited to Regulatory Dissemination, Risk Assessments, Monitoring, New Product/ Process approvals, periodic reporting to Board and management

• Regulatory Liaison: Maintain liaison with regulators (RBI (mainly)/SEBI/IRDAI, as required)

• Manage RBI Inspections

• Regulatory Submissions: Prepare and submit reports (timely and accurate) as applicable, provide clarifications to RBI to ensure compliance in adherence with laws, RBI Regulations to avoid any punitive actions

• Tracking of all compliance related open action points 

     Skills and Competencies:

    •Understanding of RBI regulations for NBFCs

    •  Stakeholder influencing skills

    • Quick and logical decision making

    • Attention to detail

    • Upholds principles and values