My London based client are currently hiring for an experienced Front Office Risk and Controls Analyst to join their team on a permanent basis. This is an excellent opportunity for a consultant with strong experience within Investments and Wealth Management to join an established team and business.
The role will be responsible for
Monitoring team portfolio risks and ensuring adherence with all regulatory requirements and internal policies.
Supporting the team to meet MI and KPIs
Supporting the resolution of client mandate breaches
Supporting front office colleagues with Portfolio risk matters
Helping to provide risk related training to the wider business
Relevant experience for the role includes
Strong experience of working in a similar role previously
Experience of working in a discretionary or advisory investment environment
Experience of using platforms like Figaro is similar
Experience of using FCA conduct of business rules
Experience of working closely with investment managers to resolve risk and compliance issues
This role is a hybrid role based in central London. For more information please apply directly.